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Going Public: Investing in IPOs

A discussion on the initial public offering (IPO) process, recent trends, and risks.

Advisory services offered through Guardian Capital, LLC, Registered Investment Advisor.

Investment return and principal value will fluctuate so that upon redemption an investor's shares may be worth more or less than original value. An investor should carefully consider the objectives, risks, charges and expenses

Clients may engage our firm on a fee basis, an hourly basis or a product commission basis. Please review the ADV Part 2A.For more information and a copy of the prospectus and/or ADV Part 2A, please contact Guardian Capital, LLC. Please read carefully prior to investing

Guardian Capital, LLC and Greg Miller and Associates are affiliated companies

Guardian Capital, LLC and The Elder Law offices of Shields and Boris are not affiliated

Certified Public Accountants (CPAs) are of counsel to the firm

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